0000766524-01-500417.txt : 20011010
0000766524-01-500417.hdr.sgml : 20011010
ACCESSION NUMBER: 0000766524-01-500417
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011009
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERON INTERNATIONAL CORP
CENTRAL INDEX KEY: 0000790730
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270]
IRS NUMBER: 770100596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-37553
FILM NUMBER: 1754637
BUSINESS ADDRESS:
STREET 1: 245 S LOS ROBLES AVE
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 6266834000
MAIL ADDRESS:
STREET 1: 245 S LOS ROBLES AVE
CITY: PASADENA
STATE: CA
ZIP: 91101
FORMER COMPANY:
FORMER CONFORMED NAME: AMERON INC/DE
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM INVESTMENTS LLC
CENTRAL INDEX KEY: 0000766524
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 042539558
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQU
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INVESTMENTS INC
DATE OF NAME CHANGE: 19930512
SC 13G
1
a9mer.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
NAME OF ISSUER AMERON INTERNATIONAL CORP
TITLE OF CLASS OF SECURITIES Common
CUSIP NUMBER 30710107
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
Page 1 of 10 Pages
13G
CUSIP No. 30710107 Page 2 of 10 Pages
------------------------------------------------------------------------------
1. Name of reporting person
S.S. or I.R.S. identification no. of above person
Marsh & McLennan Companies, Inc.
36-2668272
------------------------------------------------------------------------------
2. Check the appropriate box if a member of a group*
(a)( ) (b)( )
------------------------------------------------------------------------------
3. SEC use only
------------------------------------------------------------------------------
4. Citizenship or place of organization
Delaware
------------------------------------------------------------------------------
5. Sole Voting Power
NONE
-----------------------------
Number of shares ) 6. Shared Voting Power
Beneficially )
Owned by each ) NONE
Reporting ) -----------------------------
Person with: ) 7. Sole Dispositive Power
NONE
-----------------------------
8. Shared Dispositive Power
NONE
------------------------------------------------------------------------------
9. Aggregate amount beneficially owned by each reporting person
NONE
------------------------------------------------------------------------------
10. Check box if the aggregate amount in row (9) excludes certain shares*
------------------------------------------------------------------------------
11. Percent of class represented by amount in row 9
NONE
------------------------------------------------------------------------------
12. Type of Reporting person*
HC
------------------------------------------------------------------------------
13G
CUSIP No. 30710107 Page 3 of 10 Pages
------------------------------------------------------------------------------
1. Name of reporting person
S.S. or I.R.S. identification no. of above person
Putnam Investments, LLC.
04-2539558
------------------------------------------------------------------------------
2. Check the appropriate box if a member of a group*
(a)( ) (b)( )
------------------------------------------------------------------------------
3. SEC use only
------------------------------------------------------------------------------
4. Citizenship or place of organization
Massachusetts
------------------------------------------------------------------------------
5. Sole Voting Power
NONE
Number of shares ) -----------------------------
Beneficially ) 6. Shared Voting Power
owned by each )
102,400
Reporting )
Person with: ) -----------------------------
7. Sole Dispositive Power
NONE
-----------------------------
8. Shared Dispositive Power
394,165
------------------------------------------------------------------------------
9. Aggregate amount beneficially owned by each reporting person
394,165
------------------------------------------------------------------------------
10. Check box if the aggregate amount in row (9) excludes certain shares*
------------------------------------------------------------------------------
11. Percent of class represented by amount in row 9
10.2%
------------------------------------------------------------------------------
12. Type of Reporting person*
HC
------------------------------------------------------------------------------
13G
CUSIP No. 30710107 Page 4 of 10 Pages
------------------------------------------------------------------------------
1. Name of reporting person
S.S. or I.R.S. identification no. of above person
Putnam Investment Management, LLC.
04-2471937
------------------------------------------------------------------------------
2. Check the appropriate box if a member of a group*
(a)( ) (b)( )
------------------------------------------------------------------------------
3. SEC use only
------------------------------------------------------------------------------
4. Citizenship or place of organization
Massachusetts
------------------------------------------------------------------------------
5. Sole Voting Power
NONE
Number of shares ) -----------------------------
Beneficially ) 6. Shared Voting Power
Owned by each )
Reporting ) NONE
Person with: ) -----------------------------
7. Sole Dispositive Power
NONE
-----------------------------
8. Shared Dispositive Power
152,400
------------------------------------------------------------------------------
9. Aggregate amount beneficially owned by each reporting person
152,400
------------------------------------------------------------------------------
10. Check box if the aggregate amount in row (9) excludes certain shares*
------------------------------------------------------------------------------
11. Percent of class represented by amount in row 9
3.9%
------------------------------------------------------------------------------
12. Type of Reporting person*
IA
------------------------------------------------------------------------------
13G
CUSIP No. 30710107 Page 5 of 10 Pages
------------------------------------------------------------------------------
1. Name of reporting person
S.S. or I.R.S. identification no. of above person
The Putnam Advisory Company, LLC.
04-6187127
------------------------------------------------------------------------------
2. Check the appropriate box if a member of a group*
(a)( ) (b)( )
------------------------------------------------------------------------------
3. SEC use only
------------------------------------------------------------------------------
4. Citizenship or place of organization
Massachusetts
------------------------------------------------------------------------------
5. Sole Voting Power
NONE
Number of shares ) -----------------------------
Beneficially ) 6. Shared Voting Power
Owned by each )
Reporting ) 102,400
Person with: ) -----------------------------
7. Sole Dispositive Power
NONE
-----------------------------
8. Shared Dispositive Power
241,765
------------------------------------------------------------------------------
9. Aggregate amount beneficially owned by each reporting person
241,765
------------------------------------------------------------------------------
10. Check box if the aggregate amount in row (9) excludes certain shares*
------------------------------------------------------------------------------
11. Percent of class represented by amount in row 9
6.2%
------------------------------------------------------------------------------
12. Type of Reporting person*
IA
------------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Item 1(a) Name of Issuer: AMERON INTERNATIONAL CORP
Item 1(b) Address of Issuer's Principal Executive Offices:
245 S. Los Robles Avenue, Pasadena, CA 91101,
Item 2(a) Item 2(b)
Name of Person Filing: Address or Principal Office or, if NONE,
Residence:
Putnam Investments, LLC. One Post Office Square
("PI") Boston, Massachusetts 02109
on behalf of itself and:
*Marsh & McLennan Companies, Inc. 1166 Avenue of the Americas
("MMC") New York, NY 10036
Putnam Investment Management, LLC. One Post Office Square
("PIM") Boston, Massachusetts 02109
The Putnam Advisory Company, LLC. One Post Office Square
("PAC") Boston, Massachusetts 02109
Item 2(c) Citizenship: PI, PIM and PAC are limited liability companies
organized under Massachusetts law. The citizenship of other
persons identified in Item 2(a) is designated as follows:
* Corporation - Delaware law
** Voluntary association known as Massachusetts business trust -
Massachusetts law
Item 2(d) Title of Class of Securities: Common
Item 2(e) Cusip Number: 30710107
Page 6 of 10 Pages
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a)( ) Broker or Dealer registered under Section 15 of the Act
(b)( ) Bank as defined in Section 3(a)(6) of the Act
(c)( ) Insurance Company as defined in Section 3(a)(19) of the Act
(d)( ) Investment Company registered under Section 8 of the Investment
Company Act
(e)( X ) Investment Adviser registered under Section 203 of the Investment
Advisers Act of 1940
(f)( ) Employee Benefit Plan, Pension Fund which is subject to the provisions
of the Employee Retirement Income Security Act of 1974 or Endowment
Fund; see (Section 240.13d-1(b)(1)(ii)(F)
(g)( X ) Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G)
(h)( ) Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)
Page 7 of 10 Pages
Item 4.
Ownership.
M&MC PIM* PAC PI
----- ----- --- ----
(Parent holding (Investment advisers (Parent company
company to PI) & subsidiaries of PI) to PIM and PAC)
(a) Amount Beneficially
Owned: NONE 152,400 + 241,765 = 394,165
(b) Percent of Class: NONE 3.9% + 6.2% = 10.2%
(c) Number of shares as
to which such person has:
(1) sole power to vote
or to direct the vote;
(but see Item 7) NONE NONE NONE NONE
(2) shared power to vote
or to direct the vote;
(but see Item 7) NONE NONE 102,400
102,400
(3) sole power to dispose
or to direct the
disposition of;
(but see Item 7) NONE NONE NONE NONE
(4) shared power to
dispose or to direct
the disposition of;
(but see Item 7) NONE ALL ALL ALL
Page 8 of 10 Pages
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
thereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following
( ).
Item 6. Ownership of More than Five/Ten Percent on Behalf of
Another Person:
No persons other than the persons filing this Schedule 13G have an
economic interest in the securities reported on which relates to more
than five percent of the class of securities. Securities reported on
this Schedule 13G as being beneficially owned by M&MC and PI consist of
securities beneficially owned by subsidiaries of PI which are
registered investment advisers, which in turn include securities
beneficially owned by clients of such investment advisers, which
clients may include investment companies registered under the
Investment Company Act and/or employee benefit plans, pension funds,
endowment funds or other institutional clients.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding Company.
PI, which is a wholly-owned subsidiary of M&MC, wholly owns two
registered investment advisers: Putnam Investment Management, LLC.,
which is the investment adviser to the Putnam family of mutual funds
and The Putnam Advisory Company, LLC., which is the investment adviser
to Putnam's institutional clients. Both subsidiaries have dispository
power over the shares as investment managers, but each of the mutual
fund's trustees have voting power over the shares held by each fund,
and The Putnam Advisory Company, LLC. has shared voting power over the
shares held by the institutional clients. Pursuant to Rule 13d-4, M&MC
and PI declare that the filing of this Schedule 13G shall not be deemed
an admission by either or both of them that they are, for the purposes
of Section 13(d) or 13(g) the beneficial owner of any securities
covered by this Section 13G, and further state that neither of them
have any power to vote or dispose of, or direct the voting or
disposition of, any of the securities covered by this Schedule 13G.
Item 8. Identification and Classification of Members of the Group:
Not applicable.
Item 9. Notice of Dissolution of Group:
Not applicable.
Item 10. Certification.
Page 9 of 10 Pages
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary
course of business, were not acquired for the purpose of and do not
have the effect of changing or influencing the control of the issuer of
such securities and were not acquired in connection with or as a
participant in any transaction having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
PUTNAM INVESTMENTS, LLC.
/s/Andrew J. Hachey
BY: -------------------------------------------
Signature
Name/Title: Andrew J. Hachey
Assistant Vice President and Counsel
Date: October 8, 2001
For this and all future filings, reference is made to Power of Attorney
dated April 29, 1999 with respect to duly authorized signatures on
behalf of Marsh & McLennan Companies, Inc., Putnam Investments, LLC.,
Putnam Investment Management, LLC., The Putnam Advisory Company, LLC.
and any Putnam Fund wherever applicable.
For this and all future filings, reference is made to an Agreement
dated June 28, 1990, with respect to one filing of Schedule 13G on
behalf of said entities, pursuant to Rule 13d-1(f)(1).
Page 10 of 10 Pages